Edward B. Aufman
AUFMAN ASSOCIATES
SEWICKLEY, PA 15143
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CRD#: 4703405
Professional summary
Edward B Aufman, CFP® is a registered financial advisor currently at AUFMAN ASSOCIATES INC located in Sewickley, Pennsylvania.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Edward has worked at 1 firm .
Biography
Ed is President of Aufman Associates Inc. and directs the financial planning and management functions of the firm.
Ed is co-chair of the Investment Policy Committee. The investment committee reviews and sets research direction, and identifies and sets asset allocation.
Ed is a Certified Financial Planner (Certified Financial Planner Board of Standards) and also a member of NAPFA. In addition, he is a Registered Investment Advisor.
Education background: Carnegie Mellon University – Industrial Management/Finance and Economics. Ed attended Sewickley Academy (his chidren are current students).
Ed and his wife Kim have two children (and a Chocolate Lab). They live in Marshall Township. Interests include family activities, gardening, and visiting Florida. Ed is a Member of the International Tang Soo Do Federation and has been involved in martial arts as a student and instructor for more than twenty years.
Question & Answer
What are your service offerings?
Estate Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
Investment Advice with Ongoing...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Edward B Aufman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 8, 2003 - Present
AUFMAN ASSOCIATES INC
Office #1: 2200 Georgetown Drive Suite 401, Sewickley, PA 15143RIA
CRD#: 104622
SEWICKLEY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AUFMAN ASSOCIATES INC
AUFMAN ASSOCIATES INC
CRD#: 104622 / SEC#: 801-19122
RIA
Registered Investment Advisory firm - (6/21/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/6/2016)
IAR
Florida(3/3/2016)
IAR
Georgia(12/1/2023)
IAR
Louisiana(5/1/2025)
IAR
Maryland(3/29/2024)
IAR
New Hampshire(10/6/2023)
IAR
New Jersey(10/11/2023)
IAR
New York(8/20/2021)
IAR
North Carolina(1/6/2016)
IAR
Ohio(1/6/2016)
IAR
Pennsylvania(9/8/2003)
IAR
South Carolina(10/6/2023)
IAR
Texas(1/6/2016)
IAR
Virginia(1/6/2016)
Exams
Current Firm
AUFMAN ASSOCIATES INC
AUFMAN ASSOCIATES INC
CRD#: 104622 / SEC#: 801-19122
RIA
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Contact information
Main Address
2200 Georgetown Drive Suite 401, Sewickley, PA 15143
Mailing Address
Phone number
(724) 934-5600
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 248 |
| AUM (Assets Under Management) | $ 863,216,943 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 10/24/2024 | ||
| 12/26/2023 | ||
| 04/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
