Eddie Quang Le
Professional Summary
Eddie Quang Le, who also goes by Eddie Le, is a registered financial advisor currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California. Eddie is registered as a RR (Registered Representative) and started their career in finance in 2003. Eddie has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eddie Le
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
INDEPENDENT INVESTMENT BANKERS CORP. | INDEPENDENT INVESTMENT BANKERS, CORP.
Contact Information
Main Address
11801 Domain Blvd 3rd Floor, Austin, TX 78758Mailing Address
2900 North Quinlan Park Rd. Suite# 240-235, Austin, TX 78732Phone Number
(512) 266-3000Established
Delaware since 04/07/2010Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
6FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/15/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eddie Quang Le's CRS (Customer Relationship Summary).
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