Kemp H. Gaskill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kemp H Gaskill, CFP® was a registered financial professional .
Kemp is a previously registered financial professional and started their career in finance in 2004. Kemp had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
June 10, 2011 - December 2, 2013
OBS FINANCIAL
May 16, 2011 - December 2, 2013
OBS BROKERAGE SERVICES, INC.
December 14, 2006 - April 12, 2011
INVESTMENT PROFESSIONALS, INC.
December 4, 2006 - April 12, 2011
INVESTMENT PROFESSIONALS, INC.
April 6, 2004 - November 19, 2004
TAMARACK DISTRIBUTORS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBS FINANCIAL
CRD#: 138615 / SEC#: 801-65110
Contact information
Red Flags
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