Marc C. Toncre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Christian Toncre was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2004. Marc had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2016 - May 8, 2017
1ST GLOBAL CAPITAL CORP.
November 20, 2012 - December 18, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 8, 2012 - August 2, 2012
ALLIED BEACON PARTNERS, INC.
August 29, 2011 - May 30, 2012
MML INVESTORS SERVICES, LLC
August 4, 2009 - October 5, 2009
CAPWEST SECURITIES, INC.
April 15, 2009 - October 5, 2009
CAPWEST SECURITIES, INC.
June 19, 2007 - April 2, 2008
ALPS DISTRIBUTORS, INC.
September 14, 2005 - April 23, 2007
CITIGROUP GLOBAL MARKETS INC.
September 14, 2005 - April 23, 2007
CITIGROUP GLOBAL MARKETS INC.
September 28, 2004 - September 13, 2005
EQUITABLE ADVISORS, LLC
May 17, 2004 - September 13, 2005
EQUITABLE ADVISORS, LLC
February 10, 2004 - April 13, 2004
IDS LIFE INSURANCE COMPANY
February 10, 2004 - April 13, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
