Jonathan D. Diamond

KINGSWOOD CAPITAL PARTNERS

Palm Beach, FL 33410

Some features on this profile are disabled

CRD#: 4702528

Professional summary

Jonathan David Diamond, who also goes by Jonathan Diamond, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Palm Beach, Florida.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2003. Jonathan has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jonathan Diamond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan David Diamond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2018 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 10455 Riverside Dr Ste 210, Palm Beach, FL 33410

CRD#: 288898

Palm Beach, FL

Past

June 27, 2016 - June 15, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

NEW YORK, NY

Past

January 19, 2010 - September 9, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

PALM BEACH, FL

Past

October 14, 2003 - February 2, 2010

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/15/2018)

Florida
(6/15/2018)

Georgia
(12/15/2021)

Illinois
(6/15/2018)

New York
(6/15/2018)

North Carolina
(6/15/2018)

Pennsylvania
(6/15/2018)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/17/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/13/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone number

(800) 535-6981

Established

Nevada since 10/26/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KINGSWOOD US, LLC	MEMBER
ALSORAIMI, MOHAMED	CCO	5319490
GOLDEN, JAIME GALIONE	PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS	2946822
NESSIM, MICHAEL HASKEL	CEO	2573543
PITKOFF, DAVID JONATHAN	CFO	2822280
RAYEVSKIY, VALERIY P	COO	5788810
ROMERO, MONIQUE VICTORIA	FINOP	6712654
WILDER, JEREMY MATHEW	CHIEF LEGAL OFFICER	7080690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan D. Diamond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan David Diamond's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

SGMA CAPITAL MARKETS LIMITED

J.P. MORGAN SECURITIES LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2003

SIE

Date: 10/1/2018

Series 3

Date: 10/17/2003

Series 7

Date: 10/13/2003

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors