Andrew T. Anton

HOURGLASS CAPITAL

Houston, TX 77006

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CRD#: 4702514

Professional summary

Andrew Thomas Anton, who also goes by Andrew Thomas Anton Mr, Andrew Anton, Drew Anton, is a registered financial advisor currently at HOURGLASS CAPITAL, LLC located in Houston, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Andrew has worked at 3 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Thomas Anton Mr | Andrew Anton | Drew Anton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Anton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2008 - Present

HOURGLASS CAPITAL, LLC

Office #1: 5020 Montrose Blvd Suite 400, Houston, TX 77006

RIA

CRD#: 147754

Houston, TX

Past

October 21, 2004 - May 13, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

HOUSTON, TX

Past

October 21, 2004 - May 13, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

HOUSTON, TX

Past

October 14, 2003 - October 27, 2004

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOURGLASS CAPITAL, LLC

CRD#: 147754 / SEC#: 801-69395

RIA

Registered Investment Advisory firm - (8/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/7/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 10/17/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/13/2003

General Securities Representative Examination

Current Firm

HOURGLASS CAPITAL, LLC

CRD#: 147754 / SEC#: 801-69395

RIA

Registered Investment Advisory firm - (8/4/2008 Approved)

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Contact information

Main Address

5020 Montrose Blvd Suite 400, Houston, TX 77006

Mailing Address

Phone number

(713) 936-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOURGLASS CAPITAL, LLC ADV PART 2: FIRM BROCHURE AND SUPPLEMENT (3/25/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 598,456,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew T. Anton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Anton's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOURGLASS CAPITAL, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

HOURGLASS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2003

Series 3

Date: 10/17/2003

Series 7

Date: 10/13/2003

Current Firm

HOURGLASS CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOURGLASS CAPITAL, LLC

TRUST BUT VERIFY

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