Kirk H. Ito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Hisashi Ito was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2003. Kirk had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - December 31, 2015
DUTTENHOFER ADVISORY GROUP
November 8, 2006 - August 31, 2010
NATIONAL PLANNING CORPORATION
October 6, 2006 - August 31, 2010
NATIONAL PLANNING CORPORATION
March 1, 2004 - October 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 2003 - October 4, 2005
IDS LIFE INSURANCE COMPANY
November 26, 2003 - October 4, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DUTTENHOFER ADVISORY GROUP
CRD#: 131386 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
