LP
Louis Porta
WILMINGTON TRUST INVESTMENT ADVISORS
Wilmington, DE 19890-0001
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CRD#: 4702327
LP
Professional summary
Louis Porta, CFP®, CIMA®, who also goes by Louis N/m/n Porta, is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Wilmington, Delaware.
Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Louis has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louis N/m/n Porta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Louis Porta Investment related: Address of business: Hawthorne, New Jersey 7506 Nature of business: , Position, title, association: , Start date of relationship: 1/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10119 For profit or not for profit: Name of outside business organization: The Legacy Trust 2011 Investment related: Address of business: upper saddle river, New Jersey 7458 Nature of business: , Position, title, association: , Start date of relationship: 10/3/2011 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
CRS (Client Relationship Summary) - RIA
Click below to view Louis Porta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
August 8, 2024 - Present
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Office #1: Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001RIA
CRD#: 106909
Wilmington, DE
Past
June 11, 2021 - September 7, 2022
ROCKEFELLER FINANCIAL LLC
RIA
CRD#: 291361
New York, NY
Past
June 11, 2021 - September 7, 2022
ROCKEFELLER FINANCIAL LLC
BD
CRD#: 291361
New York, NY
Past
December 21, 2018 - June 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
December 20, 2018 - June 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 26, 2003 - September 22, 2004
COLUMBIA MANAGEMENT ADVISORS, INC.
RIA
CRD#: 105842
GLEN ROCK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.
CRD#: 106909 / SEC#: 801-50883
RIA
Registered Investment Advisory firm - (12/27/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(8/8/2024)
IAR
Pennsylvania(5/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.
CRD#: 106909 / SEC#: 801-50883
RIA
Registered Investment Advisory firm - (12/27/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001
Mailing Address
Phone number
(212) 965-5938
Established
Firm type
Fiscal year end
# of Employees
126
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,540 |
| AUM (Assets Under Management) | $ 17,432,390,316 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/28/2024 | ||
| 09/08/2023 | ||
| 10/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
CRD#: 106909Wilmington, DE 19890-0001TRUST BUT VERIFY
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