NM
Nick E. Mazzeo
MULTI-BANK SECURITIES
FT. LAUDERDALE, FL 33308
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CRD#: 4702286
NM
Professional summary
Nick Evan Mazzeo, who also goes by Nicholas Evan Mazzeo, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.
Nick is registered as a RR (Registered Representative) and started their career in finance in 2004. Nick has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nicholas Evan Mazzeo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nick Evan Mazzeo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308BD
CRD#: 22098
FT. LAUDERDALE, FL
Past
February 21, 2013 - August 25, 2016
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
BOCA RATON, FL
Past
August 10, 2010 - February 13, 2013
KGS-ALPHA CAPITAL MARKETS, L.P.
BD
CRD#: 151705
BOCA RATON, FL
Past
May 17, 2004 - July 2, 2010
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
FORT LAUDERDALE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2017)
RR
Alaska(9/28/2017)
RR
Arizona(9/28/2017)
RR
Arkansas(9/28/2017)
RR
California(8/22/2017)
RR
Colorado(9/28/2017)
RR
Connecticut(9/28/2017)
RR
Delaware(9/19/2019)
RR
District of Columbia(11/8/2017)
RR
Florida(8/18/2016)
RR
Georgia(9/28/2017)
RR
Idaho(9/16/2020)
RR
Illinois(9/28/2017)
RR
Indiana(9/28/2017)
RR
Iowa(8/3/2023)
RR
Kansas(9/28/2017)
RR
Kentucky(9/28/2017)
RR
Louisiana(9/28/2017)
RR
Maine(9/28/2017)
RR
Maryland(9/28/2017)
RR
Massachusetts(9/28/2017)
RR
Michigan(9/28/2017)
RR
Minnesota(9/28/2017)
RR
Mississippi(9/28/2017)
RR
Missouri(9/28/2017)
RR
Montana(9/28/2017)
RR
Nebraska(5/10/2018)
RR
Nevada(9/28/2017)
RR
New Hampshire(8/3/2023)
RR
New Jersey(9/28/2017)
RR
New Mexico(9/28/2017)
RR
New York(9/28/2017)
RR
North Carolina(9/28/2017)
RR
Ohio(9/28/2017)
RR
Oklahoma(9/28/2017)
RR
Oregon(9/28/2017)
RR
Pennsylvania(9/28/2017)
RR
Puerto Rico(11/6/2019)
RR
Rhode Island(9/28/2017)
RR
South Carolina(9/28/2017)
RR
South Dakota(7/10/2018)
RR
Tennessee(9/28/2017)
RR
Texas(9/28/2017)
RR
Utah(9/28/2017)
RR
Virgin Islands(2/2/2021)
RR
Virginia(9/28/2017)
RR
Washington(9/28/2017)
RR
West Virginia(10/8/2025)
RR
Wisconsin(9/28/2017)
RR
Wyoming(9/28/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
MULTI-BANK SECURITIES, INC.
CRD#: 22098Ft. Lauderdale, FL 33308TRUST BUT VERIFY
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