MR
Marco A. Ramirez
VESTECH ASSET MANAGEMENT
Saint Louis, MO 63141
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CRD#: 4702164
MR
Professional summary
Marco Antonio Ramirez, who also goes by Marco Ramirez, is a registered financial advisor currently at VESTECH ASSET MANAGEMENT INC. located in Saint Louis, Missouri and VESTECH SECURITIES, INC. located in St. Louis, Missouri.
Marco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Marco has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marco Ramirez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: BlackRock Legal p.c. Investment-related: No Address of the other business: 11477 Olde Cabin Road, Suite, 300, Saint Louis, MO, 63141 Nature of the other business: Legal Services Position; title, or relationship with the other business: Attorney Start date of your relationship: 01/2013 Approximate number of hours/month you devote to the other business: 40 Number of hours you devote to the other business during securities trading hours: 40 Briefly describe your duties relating to the other business: Practicing attorney Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: Chief Compliance Officer, Financial Representative Start date of your relationship: 06/2016 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: I serve as the firms chief compliance officer and I am a financial representative of the firm.
CRS (Client Relationship Summary) - RIA
Click below to view Marco Antonio Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2017 - Present
VESTECH ASSET MANAGEMENT INC.
Office #1: 11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141RIA
CRD#: 285685
Saint Louis, MO
Current
May 31, 2016 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141Office #2: 11477 Olde Cabin Road Suite 310, St. Louis, MO 63141BD
CRD#: 41409
St. Louis, MO
Past
June 20, 2017 - June 22, 2020
VESTECH SECURITIES, INC.
RIA
CRD#: 41409
ST. LOUIS, MO
Past
May 22, 2015 - May 31, 2016
CUTTINGEDGE ADVISORS
RIA
CRD#: 146371
ST. LOUIS, MO
Past
May 22, 2015 - May 25, 2016
OAKBRIDGE FINANCIAL SERVICES
BD
CRD#: 16323
St. Louis, MO
Past
February 26, 2013 - May 22, 2015
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
ST. LOUIS, MO
Past
January 19, 2010 - December 31, 2014
CUTTINGEDGE ADVISORS
RIA
CRD#: 146371
ST. LOUIS, MO
Past
May 15, 2008 - December 2, 2009
SILVER OAK SECURITIES, INCORPORATED
BD
CRD#: 46947
ST. LOUIS, MO
Past
February 13, 2008 - December 31, 2009
CUTTINGEDGE ADVISORS
RIA
CRD#: 146371
ST. LOUIS, MO
Past
August 28, 2006 - February 12, 2008
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
ST CHARLES, MO
Past
February 4, 2005 - February 12, 2008
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ST CHARLES, MO
Past
March 9, 2004 - December 6, 2004
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/9/2018)
IAR
Connecticut(3/5/2021)
RR
Connecticut(1/31/2024)
RR
District of Columbia(11/26/2018)
RR
Florida(7/30/2025)
IAR
Illinois(6/18/2020)
RR
Kansas(3/20/2017)
IAR
Kansas(6/20/2017)
RR
Maine(5/7/2024)
IAR
Michigan(3/3/2017)
RR
Missouri(6/1/2016)
IAR
Missouri(6/12/2017)
RR
Oregon(11/30/2020)
IAR
Pennsylvania(9/21/2018)
IAR
Texas(12/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTECH ASSET MANAGEMENT INC.
MAENDEL WEALTH | VESTECH ASSET MANAGEMENT INC. | ROYAL CROWN WEALTH MANAGEMENT | MEYER FINANCIAL GROUP
CRD#: 285685 / SEC#:
Connecticut
Registered Investment Advisory firm - (8/8/2017 Approved)Illinois
Registered Investment Advisory firm - (6/18/2020 Approved)Kansas
Registered Investment Advisory firm - (6/9/2017 Approved)Michigan
Registered Investment Advisory firm - (12/2/2016 Approved)Missouri
Registered Investment Advisory firm - (6/8/2017 Approved)North Carolina
Registered Investment Advisory firm - (9/21/2017 Approved)Pennsylvania
Registered Investment Advisory firm - (9/21/2018 Approved)Texas
Registered Investment Advisory firm - (12/3/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141
Mailing Address
Phone number
(314) 828-2111
Established
Firm type
Fiscal year end
# of Employees
14
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 100,032,281 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTECH ASSET MANAGEMENT INC.
CRD#: 285685Saint Louis, MO 63141TRUST BUT VERIFY
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