David W. Scates
Professional summary
David Weaks Scates is a registered financial advisor currently at BLUE GRANITE CAPITAL, LLC located in Denver, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 2 firms and has passed the Series 65, SIE and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Weaks Scates's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2018 - Present
BLUE GRANITE CAPITAL, LLC
March 9, 2015 - September 2, 2015
GELBER SECURITIES, LLC
September 19, 2003 - December 16, 2008
GELBER SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/11/2018)
Exams
Series 72
Date: 3/9/2015
Government Securities Representative ExaminationCurrent Firm
BLUE GRANITE CAPITAL, LLC
CRD#: 125607 / SEC#: 801-107516
Contact information
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 99,288,521 |
Red Flags
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