Kevin R. Wills

BERNARDI SECURITIES

O'fallon, IL 62269

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CRD#: 4701726

Professional summary

Kevin Ray Wills, who also goes by Kevin Wills, is a registered financial professional currently at BERNARDI SECURITIES, INC. located in O'fallon, Illinois.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 4 firms and has passed the Series 66, SIE, Series 50 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Wills

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Ray Wills's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2018 - Present

BERNARDI SECURITIES, INC.

Office #1: 1676 Essex Way Suite 103, O'fallon, IL 62269Office #2: 2703 Mcgraw Drive Unit #4a, Bloomington, IL 61704

CRD#: 15834

O'fallon, IL

Past

August 1, 2007 - November 29, 2018

FIRST MIDSTATE INCORPORATED

CRD#: 4300

BLOOMINGTON, IL

Past

October 4, 2005 - June 8, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BLOOMINGTON, IL

Past

June 27, 2005 - June 8, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

BLOOMINGTON, IL

Past

February 6, 2004 - May 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

BLOOMINGTON, IL

Past

February 6, 2004 - May 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 20, 2003 - January 2, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NORMAL, IL

Past

November 7, 2003 - January 2, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/24/2018)

Indiana
(1/18/2019)

Wisconsin
(1/18/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 12/28/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 11/6/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BERNARDI SECURITIES, INC.

CRD#: 15834 / SEC#: , 8-32815

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

423 Central Avenue, Northfield, IL 60093

Mailing Address

423 Central Avenue, Northfield, IL 60093

Phone number

(312) 726-7324

Established

Illinois since 09/27/1984

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BERNARDI, RONALD PIACENTINI	PRESIDENT & CEO & CCO	726070
BERNARDI, MATTHEW P	VICE PRESIDENT	5545410
BERNARDI, THOMAS P	VICE PRESIDENT	6419579
BIONDI, ROBERT	VICE PRESIDENT	716281
LANDIS, MICHELLE BERNARDI	SECRETARY	1328867
BERNARDI, EDWARD	CHAIRMAN OF THE BOARD	19817
EVENSKY, LISA M	FINANCIAL OPERATIONS PRINCIPAL	6373192
IRISH, JEFFREY DAVID	VICE PRESIDENT	2228055
VAIL, ROBERT PATRICK	SENIOR VICE PRESIDENT	3086104
VEZZETTI, JOHN M	VICE PRESIDENT	5736210

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. Wills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Ray Wills's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST MIDSTATE INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2003

SIE

Date: 10/1/2018

Series 50

Date: 12/28/2016

Series 7

Date: 11/6/2003

FINRA

Current Firm

BERNARDI SECURITIES, INC.

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BERNARDI SECURITIES, INC.

TRUST BUT VERIFY

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