Joseph J. Waechter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph James Waechter, who also goes by Joseph Waechter, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2003. Joseph had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - June 13, 2014
WAECHTER WEALTH MANAGEMENT
March 19, 2009 - December 16, 2011
LPL FINANCIAL LLC
March 13, 2009 - December 16, 2011
LPL FINANCIAL LLC
October 26, 2004 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2003 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WAECHTER WEALTH MANAGEMENT
CRD#: 159762 / SEC#:
Contact information
Red Flags
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