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KB

Kevin G. Breard

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CRD#: 4701414
KB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Gram Breard was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2004. Kevin had worked at 12 firms and has passed the Series 63 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 3, 2017 - September 14, 2018

REALTYSHARES SECURITIES, LLC

BD
CRD#: 283560
SAN FRANCISCO, CA
Past

December 10, 2015 - September 21, 2018

MOGUL SECURITIES, LLC

BD
CRD#: 172778
LOS ANGELES, CA
Past

September 22, 2015 - January 29, 2016

BAY MUTUAL FINANCIAL, LLC

BD
CRD#: 130535
SANTA MONICA, CA
Past

February 5, 2014 - September 19, 2016

GBI CAPITAL, INC.

BD
CRD#: 166424
NEW YORK, NY
Past

July 15, 2013 - March 16, 2015

LA HONDA ADVISORS LLC

BD
CRD#: 165045
MENLO PARK, CA
Past

February 2, 2012 - May 30, 2014

DBA THE DELTA COMPANY

BD
CRD#: 120187
SAN ANTONIO, TX
Past

February 10, 2011 - March 3, 2011

PINNACLE PARTNERS FINANCIAL CORPORATION

BD
CRD#: 145523
SAN ANTONIO, TX
Past

February 3, 2010 - August 1, 2011

WEALTH SPACE ASSET MANAGEMENT

BD
CRD#: 127507
MCDONOUGH, GA
Past

April 23, 2007 - June 6, 2011

WITENBERG INVESTMENT COMPANIES, INC.

BD
CRD#: 42372
BEVERLY HILLS, CA
Past

October 6, 2005 - November 2, 2005

AIS FINANCIAL, INC.

BD
CRD#: 41462
WESTLAKE VILLAGE, CA
Past

April 13, 2004 - July 19, 2004

AMERICAN NATIONAL MUNICIPAL CORPORATION

BD
CRD#: 44860
WOODLAND HILLS, CA
Past

February 23, 2004 - February 28, 2005

RIDGEVIEW CAPITAL, LLC

BD
CRD#: 128375
SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/21/2004
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/8/2003
Financial and Operations Principal Examination

Current Firm

RS
REALTYSHARES SECURITIES, LLC
REALTYSHARES SECURITIES, LLC

CRD#: 283560 / SEC#: , 8-69760

BD
Terminated by SEC on 02/25/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 03/10/2016
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
REALTYSHARES, INCOWNER/MEMBER
FASSLER, LAWRENCE JOSEFCEO, CCO, AMLCO6288924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTYSHARES SECURITIES, LLC

CRD#: 283560

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