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Vijay Narayan Venkatachalam

CRD# 4701322·Registered 2003 - 2013
Previously Registered: Being a previously registered professional could mean that Vijay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vijay Narayan Venkatachalam, who also goes by VIjay Venkatachal, was a registered financial advisor. Vijay was a previously registered financial professional and started their career in finance 2003 - 2013. Vijay had worked at 3 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vijay Venkatachal

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

FG ADVISORS, LLC·CRD# 148201
BD
New York, NY
June 15, 2009 - January 13, 2013
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 8, 2006 - January 14, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 16, 2003 - October 23, 2006

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Current Firm

FA
FG ADVISORS, LLC

FG ADVISORS, LLC

CRD#: 148201 / SEC#: 8-67984
BD
Terminated by SEC on 01/07/2014

Contact Information

Established

Delaware since 12/17/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FG COMPANIES, LLCMEMBER/PARENT CO—
PILLEMER, DANIEL JUSTINPRESIDENT/CCO/CEO/COO3271561
VENKATACHALAM, VIJAY NARAYANFINOP/CFO/SECRETARY—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2010About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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