Kelli A. Mezzatesta
Professional summary
Kelli A Mezzatesta was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kelli A Mezzatesta was a registered financial professional .
Kelli is a previously registered financial professional and started their career in finance in 2009. Kelli had worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2009 - April 30, 2026
REID & RUDIGER LLC
March 17, 2009 - October 21, 2009
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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