Kelli A. Mezzatesta
Professional summary
Kelli A Mezzatesta is a registered financial professional currently at REID & RUDIGER LLC located in New York, New York.
Kelli is registered as a RR (Registered Representative) and started their career in finance in 2009. Kelli has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelli A Mezzatesta's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2009 - Present
REID & RUDIGER LLC
Office #1: 40 Wall Street Ste 1708, New York, NY 10005March 17, 2009 - October 21, 2009
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2012)
(1/4/2011)
(10/18/2012)
(3/17/2017)
(4/11/2012)
(9/2/2010)
(9/2/2010)
(9/2/2010)
(6/13/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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