Kelli A. Mezzatesta
Professional summary
Kelli A Mezzatesta was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kelli A Mezzatesta was a registered financial professional .
Kelli is a previously registered financial professional and started their career in finance in 2009. Kelli had worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2009 - April 30, 2026
REID & RUDIGER LLC
March 17, 2009 - October 21, 2009
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
What does exam status mean?
Series 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Passed: 1/2/2023
Operations Professional ExaminationCurrent Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERMORE HOLDINGS, LLC | DIRECT OWNER | |
| HARRISON, MARC | MANAGING DIRECTOR, GSP, (ROP, CROP, SROP EFFECTIVE 5/2001), DESIGNATED GOVERNMENT PRINCIPAL, CCO | 1605568 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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