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CC

Chong Tong B. Chen

RHIZOME CAPITAL MANAGEMENT
Arverne, NY
Some features on this profile are disabled
CRD#: 4701138
CC

Professional summary

Chong Tong Billy Chen, who also goes by Chong Tong Chen, Bill Chen, is a registered financial advisor currently at RHIZOME CAPITAL MANAGEMENT LLC located in Arverne, New York.

Chong Tong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Chong Tong has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chong Tong Chen | Bill Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chong Tong Billy Chen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2022 - Present

RHIZOME CAPITAL MANAGEMENT LLC

RIA
CRD#: 317579
Arverne, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RHIZOME CAPITAL MANAGEMENT LLC
RHIZOME CAPITAL MANAGEMENT LLC

CRD#: 317579 / SEC#: 801-122988

RIA
Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/11/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/10/2022
Uniform Investment Adviser Law Examination

Current Firm

RC
RHIZOME CAPITAL MANAGEMENT LLC
RHIZOME CAPITAL MANAGEMENT LLC

CRD#: 317579 / SEC#: 801-122988

RIA
Registered Investment Advisory firm - (1/3/2022 Approved)
PREMIUM
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Contact information

Main Address
Arverne, NY
Mailing Address
230 Park Ave 3rd Floor, New York, NY 10169
Phone number
(347) 688-8056
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 31,268,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RHIZOME CAPITAL MANAGEMENT LLC

CRD#: 317579Arverne, NY

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