Joshua R. Dunham

TFR CAPITAL

PLANO, TX 75024

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CRD#: 4701064

Professional summary

Joshua Ryan Dunham, who also goes by Josh Ryan Dunham, Joshua Dunham, is a registered financial advisor currently at TFR CAPITAL located in Plano, Texas.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joshua has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Ryan Dunham | Joshua Dunham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TEXAS FINANCIAL RESOURCES - PORTFOLIO MANAGER - PLANO, TX; LIFE INSURANCE - 5801 TENNYSON PKWY SUITE 150, PLANO TX 75024 - 100% OWNER - ACT AS AGENT FOR FIXED & INDEXED ANNUITIES - START DATE 7/2020 - AT LEAST 5 HOURS MONTHLY DURING TRADING HOURS; JD FINCO INC - NON INVESTMENT RELATED - SAME ADDRESS - BUSINESS MANAGER / MANAGEMENT SERVICES - OWNER - START 09/2021 - 10 HOURS/MONTH, NONE DURING TRADING HOURS - FINANCIAL & OPERATIONAL OVERSIGHT FOR TFR WM INC; TFR WEALTH MGMT LLC - INVESTMENT RELATED - SAME ADDRESS - FINANCIAL PRACTICE - PRESIDENT - START 09/2021 - 300 HOURS/MONTH, 150 DURING TRADING HOURS - EXECUTIVE OFFICER & INVESTMENT ADVISOR, REGISTERED REP, INSURANCE AGENT;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Ryan Dunham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2024 - Present

TFR CAPITAL

Office #1: 5801 Tennyson Pkwy Suite 150, Plano, TX 75024

RIA

CRD#: 333108

PLANO, TX

Past

January 2, 2015 - January 2, 2025

SCF SECURITIES, INC.

CRD#: 47275

PLANO, TX

Past

December 10, 2014 - January 2, 2025

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

PLANO, TX

Past

June 7, 2013 - December 31, 2014

TFR ADVISORS LLP

RIA

CRD#: 119755

PLANO, TX

Past

January 26, 2012 - June 13, 2014

WFG ADVISORS, LP

RIA

CRD#: 125073

PLANO, TX

Past

January 26, 2012 - June 13, 2014

WFG INVESTMENTS, INC.

CRD#: 22704

PLANO, TX

Past

April 29, 2009 - December 31, 2009

WFG ADVISORS, LP

RIA

CRD#: 125073

PLANO, TX

Past

April 29, 2009 - December 31, 2009

WFG INVESTMENTS, INC.

CRD#: 22704

PLANO, TX

Past

October 9, 2007 - February 17, 2012

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

GIG HARBOR, WA

Past

October 9, 2007 - December 31, 2011

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

December 11, 2003 - November 5, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DALLAS, TX

Past

November 19, 2003 - November 5, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFR CAPITAL

TFR CAPITAL | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226

RIA

Registered Investment Advisory firm - (9/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2003

General Securities Representative Examination

Current Firm

TFR CAPITAL

TFR CAPITAL | TFR CAPITAL, LLC

CRD#: 333108 / SEC#: 801-131226

RIA

Registered Investment Advisory firm - (9/30/2024 Approved)

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Contact information

Main Address

5801 Tennyson Pkwy Suite 150, Plano, TX 75024

Mailing Address

Phone number

(800) 765-0397

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFR CAPITAL ADV PART 2A NOV 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 327,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua R. Dunham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Ryan Dunham's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF SECURITIES, INC.

SCF INVESTMENT ADVISORS, INC.

TFR ADVISORS LLP

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

TFR CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2003

Current Firm

TFR CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFR CAPITAL

TRUST BUT VERIFY

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