SE
Stephen D. Evans
KESTRA ADVISORY SERVICES
Springfield, MO 65810
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CRD#: 4701021
SE
Professional summary
Stephen Douglas Evans, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Springfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Springfield, Missouri.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Stephen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Champion Athletes of the Ozarks Investment Related: No Address: 3433-O South Campbell Springfield MO 65807 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Treasure Start Date: 3/4/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: go to board meetings and help run events and help with budgetBusiness Name: Evans Wealth Planning Investment Related: Yes Address: 319 N Main Ave Ste 310 Springfield MO 65806 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 2/1/2009 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I run the businessBusiness Name: Normal Properties LLC Investment Related: No Address: 3239 W Erie Springfield MO 65807 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 5/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: rent houses out and buy new housesBusiness Name: Pearson Creek Properties,llc Investment Related: No Address: 319 N Main Ave Ste 310 Springfield MO 65806 Nature of Business: Real Estate Position, Title or Relationship: managing Member Start Date: 5/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: rent out houses buy housesBusiness Name: Greene County Estate Planning Council Investment Related: No Address: na Springfield MO 65804 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: board memeber Start Date: 5/25/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: go to board metingsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Douglas Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4730 South National Ave B-4, Springfield, MO 65810RIA
CRD#: 283330
Springfield, MO
Current
January 18, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Springfield, MO
Past
January 18, 2008 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SPRINGFIELD, MO
Past
October 22, 2003 - January 28, 2008
WADDELL & REED
RIA
CRD#: 866
SPRINGFIELD, MO
Past
October 7, 2003 - January 28, 2008
WADDELL & REED
BD
CRD#: 866
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/18/2008)
RR
Florida(8/31/2015)
RR
Massachusetts(9/14/2023)
RR
Missouri(1/18/2008)
IAR
Missouri(4/21/2016)
RR
Texas(11/17/2021)
IAR
Texas(7/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Springfield, MO 65810TRUST BUT VERIFY
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