Gavin L. Hamels
Professional summary
Gavin Lucas Hamels was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gavin is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Gavin had worked at 4 firms, which includes YOUR SOURCE FINANCIAL, MARTIN KELLY CAPITAL MANAGEMENT LLC, WESTMOORE SECURITIES INC., CANACCORD GENUITY SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2011 - October 28, 2015
YOUR SOURCE FINANCIAL
October 25, 2007 - April 5, 2010
MARTIN KELLY CAPITAL MANAGEMENT, LLC
August 13, 2007 - January 21, 2009
WESTMOORE SECURITIES, INC.
October 17, 2003 - February 8, 2007
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
YOUR SOURCE FINANCIAL
CRD#: 109409 / SEC#: 801-62784
Contact information
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 235,751,773 |
Red Flags
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