Daniel P. Harvey
Professional summary
Daniel Peyton Harvey, who also goes by Daniel Harvey, is a registered financial advisor currently at DH ASSET MANAGEMENT, LLC located in Parker, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Peyton Harvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2019 - Present
DH ASSET MANAGEMENT, LLC
May 14, 2008 - August 22, 2019
PATRONUS ADVISORS
December 11, 2003 - October 25, 2005
UBS FINANCIAL SERVICES INC.
November 19, 2003 - October 25, 2005
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2019)
Exams
Current Firm
DH ASSET MANAGEMENT, LLC
CRD#: 300698 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 33,527,836 |
Red Flags
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