Michael D. Lyon
Professional summary
Michael David Lyon, who also goes by Michael Lyon, is a registered financial professional currently at VISTA POINT ADVISORS, LLC located in San Francisco, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Lyon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2011 - Present
VISTA POINT ADVISORS, LLC
Office #1: 555 Mission Street Suite 2650, San Francisco, CA 94105Office #2: 555 Mission Street Suite 2650, San Francisco, CA 94105July 22, 2015 - February 5, 2020
VISTA POINT ADVISORS, LLC
January 31, 2011 - December 16, 2011
KEMA PARTNERS LLC
August 2, 2007 - January 5, 2011
ARBOR ADVISORS, LLC
October 15, 2003 - June 14, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2011)
(1/11/2016)
(5/24/2016)
(4/7/2014)
(12/7/2017)
(4/13/2015)
(5/2/2014)
(9/6/2019)
(12/9/2019)
(8/29/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VISTA POINT ADVISORS, LLC
CRD#: 157502 / SEC#: , 8-68852
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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