Mawuena K. Takyi

ASEMPA WEALTH ADVISORS

Baton Rouge, LA 70809

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CRD#: 4700362

Professional summary

Mawuena Kwame Takyi, CFP®, who also goes by Mawe Kwame Takyi, is a registered financial advisor currently at ASEMPA WEALTH ADVISORS located in Baton Rouge, Louisiana.

Mawuena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mawuena has worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mawe Kwame Takyi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mawuena Kwame Takyi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

November 9, 2023 - Present

ASEMPA WEALTH ADVISORS

Office #1: 8440 Jefferson Hwy Suite 401, Baton Rouge, LA 70809

RIA

CRD#: 328609

Baton Rouge, LA

Past

November 18, 2009 - October 10, 2023

DENT WEALTH ADVISORS

RIA

CRD#: 151943

BATON ROUGE, LA

Past

March 30, 2004 - December 14, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MCLEAN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASEMPA WEALTH ADVISORS

ASEMPA LLC | ASEMPA, LLC | ASEMPA WEALTH ADVISORS

CRD#: 328609 / SEC#: 801-129040

RIA

Registered Investment Advisory firm - (11/9/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/29/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/2005

General Securities Principal Examination

Current Firm

ASEMPA WEALTH ADVISORS

ASEMPA LLC | ASEMPA, LLC | ASEMPA WEALTH ADVISORS

CRD#: 328609 / SEC#: 801-129040

RIA

Registered Investment Advisory firm - (11/9/2023 Approved)

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Contact information

Main Address

8440 Jefferson Hwy Suite 401, Baton Rouge, LA 70809

Mailing Address

Phone number

(225) 529-9329

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A ASEMPA WEALTH (7/1/2025)

FORM ADV FORM CRS ASEMPA WEALTH (7/1/2025)

FORM ADV PART 2B ASEMPA WEALTH (7/1/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 203,200,961

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mawuena K. Takyi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mawuena Kwame Takyi's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASEMPA WEALTH ADVISORS

DENT WEALTH ADVISORS

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ASEMPA WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2006

Series 7

Date: 3/29/2004

Series 24

Date: 8/26/2005

Current Firm

ASEMPA WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASEMPA WEALTH ADVISORS

TRUST BUT VERIFY

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