Brian W. Hansen
Professional summary
Brian William Hansen is a registered financial professional currently at LAKESHORE SECURITIES, L.P. located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian William Hansen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2014 - Present
LAKESHORE SECURITIES, L.P.
Office #1: 401 S. Lasalle Street Suite 1000, Chicago, IL 60605Office #2: 401 S. Lasalle #1000, Chicago, IL 60605July 27, 2006 - April 11, 2014
SRT SECURITIES LLC
September 21, 2004 - January 3, 2005
VAN DER MOOLEN OPTIONS U.S.A. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
LAKESHORE SECURITIES, L.P.
CRD#: 34381 / SEC#: , 8-28820
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | |
| FLP TRADING LLC | GENERAL PARTNER | |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | |
| GANNON, MARK EDWARD | FINOP AND CCO |
Disclosures
| Regulatory Event | 13 |
Red Flags
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