Patrick J. Seaman
Professional summary
Patrick Jude Seaman is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Canton, Ohio.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Patrick has worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Jude Seaman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2011 - Present
ALPHASTAR CAPITAL MANAGEMENT
Office #1: 4327 Executive Circle Nw, Canton, OH 44718July 19, 2007 - August 19, 2011
CETERA ADVISORS LLC
July 18, 2007 - August 19, 2011
CETERA ADVISORS LLC
August 4, 2006 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
June 24, 2005 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
October 1, 2003 - January 2, 2004
INVESTMENT NETWORK, INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/25/2011)
(7/10/2019)
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
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