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Jay Carl Polson

Jay C. Polson

POLSON WEALTH MANAGEMENT | Financial Advisor
Des Moines, IA
CRD#: 4700087
Some features on this profile are disabled
Jay Carl Polson
Jay Carl PolsonPOLSON WEALTH MANAGEMENT

Professional summary

Jay Carl Polson, who also goes by Jay Polson, is a registered financial advisor currently at POLSON WEALTH MANAGEMENT located in Des Moines, Iowa.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jay has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?
Trust & estate planning
Philanthropic services
Institutional consulting
Trading individual securities
Executive services/Equity comp...
Financial planning
Loans/credit services
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes

Aliases

Jay Polson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

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CRS (Client Relationship Summary) - RIA

Click below to view Jay Carl Polson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2026 - Present

POLSON WEALTH MANAGEMENT

RIA
CRD#: 342568
Des Moines, IA
Past

August 1, 2016 - July 2, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Clive, IA
Past

August 1, 2016 - July 2, 2026

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Clive, IA
Past

October 9, 2013 - August 2, 2016

BALEFIRE, LLC

RIA
CRD#: 168733
WEST DES MOINES, IA
Past

September 30, 2013 - August 15, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
WEST DES MOINES, IA
Past

October 17, 2012 - October 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
WEST DES MOINES, IA
Past

September 7, 2012 - October 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
WEST DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(7/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/20/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/6/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/14/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PW
POLSON WEALTH MANAGEMENT
ATTUNE WEALTH MANAGEMENT LLC | POLSON WEALTH MANAGEMENT

CRD#: 342568 / SEC#: 801-136441

RIA
Registered Investment Advisory firm - (6/5/2026 120-Day Approval)
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Contact information

Main Address
Des Moines, IA
Mailing Address
Phone number
(515) 901-8804
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

POLSON WEALTH MANAGEMENT WRAP BROCHURE 05-07-2026 (5/7/2026)
POLSON WEALTH MANAGEMENT ADV PART 2A 05-07-2026 (5/7/2026)
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Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POLSON WEALTH MANAGEMENT

Financial AdvisorCRD#: 342568Des Moines, IA

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