Christopher J. Baum

PALERMO WEALTH MANAGEMENT

Georgetown, TX

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CRD#: 4700030

Professional summary

Christopher Jacob Baum, CFP® is a registered financial advisor currently at PALERMO WEALTH MANAGEMENT, LLC located in Georgetown, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Biography

We believe that all individuals deserve access to high-quality, conflict-free financial advice.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

Medical Professionals

Real Estate Investments

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jacob Baum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 16783

LAGUNA HILLS, CA

Past

November 17, 2003 - April 22, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LAS VEGAS, NV

Past

November 6, 2003 - April 22, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 6, 2003 - April 22, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(2/28/2012)

IAR

Texas
(1/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/14/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2003

General Securities Representative Examination

Current Firm

PALERMO WEALTH MANAGEMENT, LLC

BAUM, CHRISTOPHER JACOB | PALERMO WEALTH MANAGEMENT, LLC

CRD#: 160031 / SEC#:

Nevada

Registered Investment Advisory firm - (2/28/2012 Approved)

Texas

Registered Investment Advisory firm - (1/6/2012 Approved)

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Contact information

Main Address

Georgetown, TX

Mailing Address

Phone number

(512) 820-4847

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 76,602,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Contact information

(xxx) xxx-xxxx

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Christopher J. Baum

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jacob Baum's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANNOY ADVISORY GROUP, INC.

PALERMO FINANCIAL GROUP INC

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2008

Series 66

Date: 11/14/2003

Series 7

Date: 11/5/2003

Current Firm

PALERMO WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALERMO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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