Anthony Z. Gennaoui

DROMS STRAUSS WEALTH MANAGEMENT

St. Louis, MO 63141-7844

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CRD#: 4700026

Professional summary

Anthony Ziad Gennaoui, CFP®, who also goes by Anthony Gennaoui, is a registered financial advisor currently at DROMS STRAUSS WEALTH MANAGEMENT located in St. Louis, Missouri.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Anthony has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Gennaoui

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ziad Gennaoui's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

July 8, 2014 - Present

DROMS STRAUSS WEALTH MANAGEMENT

Office #1: 501 N Lindbergh Boulevard, St. Louis, MO 63141-7844

RIA

CRD#: 108620

St. Louis, MO

Past

December 3, 2012 - May 22, 2013

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

November 7, 2011 - December 3, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

October 10, 2003 - November 9, 2011

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DROMS STRAUSS WEALTH MANAGEMENT

DROMS STRAUSS ADVISORS INC | WILLIAM G. DROMS, PROFESSOR OF FINANCE, GEORGETOWN UNIVERSITY | STEVEN N. STRAUSS, CPA-PRES. OF STRAUSS & COMPANY (ACCOUNTING FIRM) | DROMS STRAUSS WEALTH MANAGEMENT | DROMS STRAUSS ADVISORS, INC.

CRD#: 108620 / SEC#: 801-55207

RIA

Registered Investment Advisory firm - (1/20/1998 Approved)

Maryland

Registered Investment Advisory firm - (6/24/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(7/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/24/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/9/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DROMS STRAUSS WEALTH MANAGEMENT

CRD#: 108620 / SEC#: 801-55207

RIA

Registered Investment Advisory firm - (1/20/1998 Approved)

Maryland

Registered Investment Advisory firm - (6/24/2002 Terminated)

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Contact information

Main Address

501 N Lindbergh Boulevard, St. Louis, MO 63141-7844

Mailing Address

Phone number

(314) 862-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE DROMS STRAUSS WEALTH MANAGEMENT 2025 ANNUAL AMEND BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,402
AUM (Assets Under Management)	$ 730,377,719

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/04/2025	Cover Page	Report
10/15/2024	Cover Page	Report
09/27/2023	Cover Page	Report
10/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony Z. Gennaoui

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ziad Gennaoui's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARTFORD FUNDS DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

DROMS STRAUSS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2014

Series 63

Date: 10/16/2003

Series 7

Date: 10/24/2006

Series 6

Date: 10/9/2003

Current Firm

DROMS STRAUSS WEALTH MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DROMS STRAUSS WEALTH MANAGEMENT

TRUST BUT VERIFY

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