Eric Johnstone
Professional summary
Eric Johnstone, who also goes by Eric Nicholas Johnstone, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Johnstone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2012 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008July 2, 2012 - December 2, 2015
BROKERTEC AMERICAS LLC
August 4, 2008 - June 30, 2023
ICAP SECURITIES USA LLC
February 28, 2008 - August 6, 2008
J.P. MORGAN CLEARING CORP.
January 3, 2008 - August 6, 2008
J.P. MORGAN SECURITIES LLC
August 8, 2006 - July 31, 2007
ICAP SECURITIES USA LLC
November 5, 2003 - June 10, 2005
NYLIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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