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Kushtrim Blaku

CRD# 4699929·Registered 2003 - 2012
Barred: Kushtrim Blaku was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Kushtrim Blaku, who also goes by Chris Blaku, was a registered financial advisor. Kushtrim was a previously registered financial advisor and started their career in finance 2003 - 2012. Kushtrim had worked at 9 firms and has passed the Series 63, Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Blaku

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
June 19, 2012 - July 23, 2012
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
New York, NY
February 17, 2012 - June 20, 2012
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
New York, NY
October 5, 2011 - March 7, 2012
LIBERTY PARTNERS FINANCIAL SERVICES, LLC·CRD# 130390
BD
Raleigh, NC
August 5, 2011 - October 4, 2011
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
New York, NY
March 23, 2011 - July 27, 2011
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
New York, NY
January 27, 2011 - February 28, 2011
LIBERTY PARTNERS FINANCIAL SERVICES, LLC·CRD# 130390
BD
Raleigh, NC
August 26, 2010 - December 1, 2010
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
New York, NY
July 8, 2010 - August 3, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
New York, NY
May 24, 2006 - July 25, 2006
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
September 9, 2004 - June 10, 2005
LADENBURG THALMANN ASSET MANAGEMENT INC·CRD# 108604
RIA
New York, NY
July 27, 2004 - September 7, 2004
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
August 28, 2003 - August 31, 2004

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2010About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Dec 2003About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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