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Kushtrim Blaku

Some features on this profile are disabled
CRD#: 4699929
KB

Professional summary

Kushtrim Blaku was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kushtrim is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Kushtrim had worked at 9 firms, which includes WINDSOR STREET CAPITAL LP, BROOKSTONE SECURITIES INC., ROCKWELL GLOBAL CAPITAL LLC, LIBERTY PARTNERS FINANCIAL SERVICES LLC, BROOKVILLE CAPITAL PARTNERS, CHASE INVESTMENT SERVICES CORP., JOSEPH STEVENS & CO. INC., LADENBURG THALMANN ASSET MANAGEMENT INC, LADENBURG THALMANN & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Blaku

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 19, 2012 - July 23, 2012

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

February 17, 2012 - June 20, 2012

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
NEW YORK, NY
Past

October 5, 2011 - March 7, 2012

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
NEW YORK, NY
Past

August 5, 2011 - October 4, 2011

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
RALEIGH, NC
Past

March 23, 2011 - July 27, 2011

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
NEW YORK, NY
Past

January 27, 2011 - February 28, 2011

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
NEW YORK, NY
Past

August 26, 2010 - December 1, 2010

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
RALEIGH, NC
Past

July 8, 2010 - August 3, 2010

BROOKVILLE CAPITAL PARTNERS

BD
CRD#: 102380
NEW YORK, NY
Past

May 24, 2006 - July 25, 2006

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

September 9, 2004 - June 10, 2005

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

July 27, 2004 - September 7, 2004

LADENBURG THALMANN ASSET MANAGEMENT INC

RIA
CRD#: 108604
NEW YORK, NY
Past

August 28, 2003 - August 31, 2004

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/21/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/8/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2010
General Securities Representative Examination

Current Firm

WS
WINDSOR STREET CAPITAL, LP
JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: , 8-46219

BD
Cancelled by SEC on 02/05/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 04/01/1993
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER

Disclosures

Regulatory Event37
Arbitration15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

WINDSOR STREET CAPITAL, LP

CRD#: 34171

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