Felippe T. Alves
Professional summary
Felippe Teixeira Alves, who also goes by Philippe Alves, Phillip Alves, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Boca Raton, Florida.
Felippe is registered as a RR (Registered Representative) and started their career in finance in 2003. Felippe has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Felippe Teixeira Alves's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
May 24, 2013 - July 21, 2022
NATIONAL SECURITIES CORPORATION
December 18, 2007 - May 28, 2013
JOHN THOMAS FINANCIAL
June 24, 2005 - December 19, 2007
NATIONAL SECURITIES CORPORATION
April 8, 2004 - July 14, 2005
JOSEPH STEVENS & CO., INC.
December 17, 2003 - January 5, 2004
JOSEPH STEVENS & CO., INC.
December 17, 2003 - April 27, 2004
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2022)
(8/24/2022)
(7/21/2022)
(8/8/2022)
(8/10/2022)
(7/25/2022)
(8/4/2022)
(8/17/2022)
(8/11/2022)
(10/18/2022)
(8/4/2022)
(7/21/2022)
(7/22/2022)
(8/8/2022)
(7/21/2022)
(8/9/2022)
(7/22/2022)
(6/15/2023)
(8/8/2022)
(8/6/2022)
(7/22/2022)
(8/8/2022)
(7/21/2022)
(8/8/2022)
(8/10/2022)
(8/9/2022)
(9/1/2022)
(8/24/2022)
(8/4/2022)
(7/26/2022)
(8/19/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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