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Peter John Laforte

CRD# 4699467·Registered 2003 - 2025
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter John Laforte was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2003 - 2025. Peter had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Past

QUARVE ASSOCIATES, LLCPast·CRD# 112160
RIA
Stamford, CT
December 4, 2024 - July 21, 2025
EQUITABLE ADVISORS, LLCPast·CRD# 6627
BD
Stamford, CT
August 12, 2011 - January 9, 2024
EQUITABLE ADVISORS, LLCPast·CRD# 6627
RIA
Stamford, CT
November 1, 2013 - December 31, 2023
SECURITIES AMERICA ADVISORS, INC.Past·CRD# 110518
RIA
Westport, CT
July 9, 2007 - December 19, 2009
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Boise, ID
July 9, 2007 - December 19, 2009
BROOKSTREET SECURITIES CORPORATIONPast·CRD# 14667
RIA
Westport, CT
February 16, 2007 - July 12, 2007
BROOKSTREET SECURITIES CORPORATIONPast·CRD# 14667
BD
Westport, CT
January 26, 2007 - July 12, 2007
RESNICK ADVISORSPast·CRD# 105927
RIA
Westport, CT
September 21, 2005 - January 12, 2007
WESTPORT SECURITIES, L.L.C.Past·CRD# 46113
BD
Westport, CT
November 10, 2003 - September 29, 2006

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Current Firm

QA
QUARVE ASSOCIATES, LLC

QUARVE ASSOCIATES | QUARVE ASSOCIATES, LLC | QUARVE ASSOCIATES LLC

CRD#: 112160 / SEC#: 801-56579
RIA
Registered Investment Advisory firm - SEC (7/6/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (7/3/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

350 Bedford Street Suite 307, Stamford, CT 06901

Phone Number

(203) 356-1910

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

24

AUM (Assets Under Management)

$48,161,776

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/01/2001, LaForte Financial Services, Inc, 992 High Ridge Rd, Third Floor, Stamford, CT 06905, President, Accountant, own and manage tax accounting and payroll services, 160 hrs/month, $200000 annual compensation

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2003About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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