AJ
Angela M. Johnson
ASHTON THOMAS PRIVATE WEALTH
GRAND JUNCTION, CO 81505
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CRD#: 4699400
AJ
Professional summary
Angela Marie Johnson, who also goes by Angela Marie Harris, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Grand Junction, Colorado.
Angela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Angela has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Marie Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Harrison Creek Properties, LLC; Not Investment Related - Yes; 1213 18 Rd Fruita, CO 81521; LLC to own vacant land; Manager; 7/01/2024. 2) Confluence Private Wealth, LLC; Yes, Investment-Related; 649 Market Street, Grand Junction, CO 81505; Receives 1099 income from ATPW; Part Owner; Managing Member; 6/20/2024; 0 hours/month during trading hours; 2 hours/month during non-trading hours; Perform IAR duties under ATPW and supervise the LLC budget and tax returns along with an outside tax advisor and with a representative from Timberline Bank.
CRS (Client Relationship Summary) - RIA
Click below to view Angela Marie Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 649 Market Street 3rd Floor, Grand Junction, CO 81505RIA
CRD#: 153902
GRAND JUNCTION, CO
Past
August 26, 2021 - April 4, 2024
WEALTHSOURCE®
RIA
CRD#: 282202
GRAND JUNCTION, CO
Past
January 3, 2011 - November 26, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GRAND JUNCTION, CO
Past
January 3, 2011 - November 26, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GRAND JUNCTION, CO
Past
November 10, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
GRAND JUNCTION, CO
Past
September 8, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
GRAND JUNCTION, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/16/2024)
IAR
Texas(2/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902Grand Junction, CO 81505TRUST BUT VERIFY
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