SA
Suleiman Ali
HOOPOE ADVISORS
Boston, MA 02118
Some features on this profile are disabled
CRD#: 4699393
SA
Professional summary
Suleiman Ali, who also goes by Suleiman M Ali, Sulieman M Ali, Sulieman Ali, is a registered financial advisor currently at HOOPOE ADVISORS located in Boston, Massachusetts and HOOPOE CAPITAL MARKETS, LLC located in Boston, Massachusetts.
Suleiman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Suleiman has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suleiman M Ali | Sulieman M Ali | Sulieman Ali
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)11/2016: Strengthening Families & Communities, LLC, (dba Hoopoe Advisors) Co-Founder, CCO , Investment Adviser Representative - at reported location. Approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. (2) Frio Freight; Owner/Member; Non Investment Related; Location: 6542 Selby Court Centerville VA 20121; Description of the business: I am the owner of one truck that is operated by Barre Transport. I spend less than one hour per week on this activity. I collect passive income; Responsibilities Duties: Review reports and give feedback; Start date: 2024-08-03; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 5.
CRS (Client Relationship Summary) - RIA
Click below to view Suleiman Ali's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2016 - Present
HOOPOE ADVISORS
Office #1: 603 Massachusetts Avenue Suite 200, Boston, MA 02118RIA
CRD#: 282573
Boston, MA
Current
December 20, 2018 - Present
HOOPOE CAPITAL MARKETS, LLC
Office #1: 603 Massachusetts Avenue Suite 200, Boston, MA 02118Office #2: 603 Massachusetts Avenue Suite 200, Boston, MA 02118BD
CRD#: 294271
Boston, MA
Past
December 3, 2009 - May 22, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOSTON, MA
Past
November 23, 2009 - December 20, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Past
January 1, 2008 - September 30, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOSTON, MA
Past
July 7, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
BOSTON, MA
Past
October 21, 2003 - June 12, 2006
IFMG SECURITIES, INC.
BD
CRD#: 14416
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOOPOE ADVISORS
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
CRD#: 282573 / SEC#: 801-117778
RIA
Registered Investment Advisory firm - (12/12/2019 Approved)Massachusetts
Registered Investment Advisory firm - (1/20/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/31/2020 Terminated)New York
Registered Investment Advisory firm - (1/20/2020 Terminated)Texas
Registered Investment Advisory firm - (1/20/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/22/2020)
RR
Florida(10/5/2022)
RR
Georgia(12/18/2024)
RR
Indiana(10/4/2022)
IAR
Massachusetts(3/23/2016)
RR
Massachusetts(2/21/2019)
RR
New Hampshire(4/13/2023)
IAR
New Jersey(3/24/2016)
RR
New Jersey(3/29/2019)
RR
New York(4/5/2019)
RR
North Carolina(3/30/2021)
RR
Pennsylvania(2/25/2019)
IAR
Texas(4/6/2016)
RR
Texas(2/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HOOPOE ADVISORS
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
CRD#: 282573 / SEC#: 801-117778
RIA
Registered Investment Advisory firm - (12/12/2019 Approved)Massachusetts
Registered Investment Advisory firm - (1/20/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/31/2020 Terminated)New York
Registered Investment Advisory firm - (1/20/2020 Terminated)Texas
Registered Investment Advisory firm - (1/20/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
603 Massachusetts Avenue Suite 200, Boston, MA 02118
Mailing Address
Phone number
(617) 708-0639
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 553 |
| AUM (Assets Under Management) | $ 543,554,485 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOOPOE ADVISORS
CRD#: 282573Boston, MA 02118TRUST BUT VERIFY
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