Suleiman Ali
Professional Summary
Suleiman Ali, who also goes by Suleiman M Ali, Sulieman M Ali, Sulieman Ali, is a registered financial advisor currently at HOOPOE ADVISORS located in Boston, Massachusetts and HOOPOE CAPITAL MARKETS, LLC located in Boston, Massachusetts. Suleiman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Suleiman has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Suleiman M Ali, Sulieman M Ali, Sulieman Ali
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
Contact Information
Main Address
603 Massachusetts Avenue Suite 200, Boston, MA 02118Phone Number
(617) 708-0639# of Employees
11SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
626AUM (Assets Under Management)
$609,980,528Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
State Registrations and Notice Filings
(10/22/2020)
(10/5/2022)
(12/18/2024)
(10/4/2022)
(3/23/2016)
(2/21/2019)
(4/13/2023)
(3/24/2016)
(3/29/2019)
(4/5/2019)
(3/30/2021)
(2/25/2019)
(4/6/2016)
(2/25/2019)
(9/14/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2003About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Suleiman Ali's CRS (Customer Relationship Summary).
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