PF
Paul T. Fullerton
RBF WEALTH ADVISORS
St. Louis, MO 63141
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CRD#: 4699243
PF
Professional summary
Paul Thomas Fullerton is a registered financial advisor currently at RBF WEALTH ADVISORS located in St. Louis, Missouri and PRIVATE CLIENT SERVICES, LLC located in St Louis, Missouri.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Roman, Butler, Fullerton & Co dba- RBF Wealth Advisors. 680 Craig Road, Suite 201, St Louis, MO 63141. RIA. VP. 160 hrs/mo; 160 during trading hrs. 2) Paul T Fullerton Sr Insurance Agent. 12405 Cabot Manor Circle, St Louis, MO 63141. Life Insurance Agent. When needed, I sell life insurance policies to individuals. 0 hrs/mo. 3) The Fullerton Group, Inc. 12405 Cabot Manor Circle, St Louis, MO 63141. Serves as publishers' representative for educational publishers in the school and library market. I make sure that Quickbooks Intuit runs auto payroll each month. Co. has one employee, my wife, and my sole duty is to pay her. 0 hrs/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Thomas Fullerton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2006 - Present
RBF WEALTH ADVISORS
Office #1: 680 Craig Road Suite 201, St. Louis, MO 63141RIA
CRD#: 104771
St. Louis, MO
Current
June 30, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 680 Craig Road, Ste 201, St Louis, MO 63141RIA
BD
CRD#: 120222
St Louis, MO
Past
September 5, 2003 - July 3, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
ST LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RBF WEALTH ADVISORS
LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS
CRD#: 104771 / SEC#: 801-20351
RIA
Registered Investment Advisory firm - (3/1/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/30/2023)
RR
Florida(6/30/2023)
RR
Illinois(6/30/2023)
IAR
Missouri(4/18/2006)
RR
Missouri(6/30/2023)
RR
Ohio(6/30/2023)
IAR
Texas(3/9/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
RBF WEALTH ADVISORS
LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS
CRD#: 104771 / SEC#: 801-20351
RIA
Registered Investment Advisory firm - (3/1/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
680 Craig Road Suite 201, St. Louis, MO 63141
Mailing Address
Phone number
(314) 997-1652
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,255 |
| AUM (Assets Under Management) | $ 647,718,410 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RBF WEALTH ADVISORS
CRD#: 104771St. Louis, MO 63141TRUST BUT VERIFY
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