Michelle P. Rozsypal
JMG FINANCIAL GROUP LTD
Downers Grove, IL 60515
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CRD#: 4699135
Professional summary
Michelle Pilar Rozsypal, CFP®, who also goes by Michelle Pilar Lopez, is a registered financial advisor currently at JMG FINANCIAL GROUP LTD located in Downers Grove, Illinois.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michelle has worked at 1 firm .
Biography
Michelle is a Certified Financial PlannerTM professional. She is also a Certified Divorce Financial Analyst. Michelle holds a Bachelor of Science in Finance from Northern Illinois University.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Retirement Planning
Estate Planning
Tax Planning
Investment Planning
Do you have an area of expertise or specialization?
Corporate Executives
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Michelle Pilar Lopez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Pilar Rozsypal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
August 18, 2003 - Present
JMG FINANCIAL GROUP LTD
Office #1: 2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515RIA
CRD#: 110302
Downers Grove, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JMG FINANCIAL GROUP LTD
JMG FINANCIAL GROUP LTD
CRD#: 110302 / SEC#: 801-23526
RIA
Registered Investment Advisory firm - (2/13/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/18/2003)
IAR
Minnesota(5/29/2024)
IAR
Texas(11/23/2004)
Exams
Current Firm
JMG FINANCIAL GROUP LTD
JMG FINANCIAL GROUP LTD
CRD#: 110302 / SEC#: 801-23526
RIA
Registered Investment Advisory firm - (2/13/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 571-5252
Established
Firm type
Fiscal year end
# of Employees
96
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,763 |
| AUM (Assets Under Management) | $ 6,366,272,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/11/2024 | ||
| 11/20/2023 | ||
| 02/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
