Peter V. Ramundo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter V Ramundo, who also goes by Peter VIncent Ramundo Jr., Peter Vincent Ramundo, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2004. Peter had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2022 - March 29, 2022
ONEAMERICA SECURITIES, INC.
February 18, 2022 - June 19, 2025
ONEAMERICA SECURITIES, INC.
June 14, 2021 - November 9, 2021
MML INVESTORS SERVICES, LLC
January 15, 2020 - November 9, 2021
MML INVESTORS SERVICES, LLC
March 31, 2016 - December 23, 2019
EAGLE STRATEGIES LLC
October 30, 2014 - December 23, 2019
NYLIFE SECURITIES LLC
March 1, 2013 - March 6, 2014
HORNOR, TOWNSEND & KENT, LLC
December 17, 2012 - March 6, 2014
HORNOR, TOWNSEND & KENT, LLC
February 13, 2008 - September 12, 2012
NEW ENGLAND SECURITIES
January 10, 2008 - September 12, 2012
NEW ENGLAND SECURITIES
March 6, 2007 - December 31, 2007
MML INVESTORS SERVICES, LLC
February 15, 2007 - December 31, 2007
MML INVESTORS SERVICES, LLC
June 24, 2005 - February 8, 2007
PARK AVENUE SECURITIES LLC
May 25, 2005 - February 8, 2007
PARK AVENUE SECURITIES LLC
January 8, 2004 - May 24, 2005
IDS LIFE INSURANCE COMPANY
January 8, 2004 - May 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
