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TK

Tariq A. Khan

ALDER SECURITIES
GREENWICH, CT
Some features on this profile are disabled
CRD#: 4699034
TK

Professional summary

Tariq Amin Khan is a registered financial professional currently at ALDER SECURITIES LLC located in Greenwich, Connecticut.

Tariq is registered as a RR (Registered Representative) and started their career in finance in 2003. Tariq has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tariq Amin Khan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

ALDER SECURITIES LLC

BD
CRD#: 326041
GREENWICH, CT
Past

July 10, 2018 - April 14, 2021

EVERCORE GROUP L.L.C.

BD
CRD#: 42405
New York, NY
Past

July 16, 2007 - December 31, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 3, 2003 - July 3, 2007

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/12/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/28/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/6/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALDER SECURITIES LLC
ALDER SECURITIES LLC | CORGAN STRATEGIC PARTNERS LLC | ARTA FINANCE SECURITIES LLC

CRD#: 326041 / SEC#: , 8-71092

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Contact information

Main Address
2 Oneida Drive Apt #c2, Greenwich, CT 06830
Mailing Address
2 Oneida Drive Apt #c2, Greenwich, CT 06830
Phone number
(917) 837-6572
Established
Delaware since 03/29/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CORGAN STRATEGIC PARTNERS LLCSOLE MEMBER
CORGAN, KEVIN JCHIEF EXECUTIVE OFFICER2381829
HECKER, ALEXANDER JEREMYCCO6140462
MILLER, ANDREW DAVIDFINOP/PFO/POO5106774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALDER SECURITIES LLC

CRD#: 326041Greenwich, CT

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