Brad A. Murphy
Professional summary
Brad Alan Murphy, who also goes by Brad Murphy, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Tolland, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brad has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brad Alan Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 7, 2019 - November 29, 2020
PRUDENTIAL SELECT STRATEGIES LLC
August 6, 2019 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 3, 2011 - July 9, 2019
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - July 9, 2019
VOYA FINANCIAL ADVISORS, INC.
March 9, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
March 9, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
April 1, 2006 - March 8, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
May 14, 2004 - April 13, 2006
TOWER SQUARE SECURITIES, INC.
May 14, 2004 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
November 24, 2003 - May 3, 2004
WADDELL & REED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
