RV
Raphael Valencia
MURIEL SIEBERT & CO.
Beverly Hills, CA 90212
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CRD#: 4698908
RV
Professional summary
Raphael Valencia, who also goes by Raphael Vaiencia, is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.
Raphael is registered as a RR (Registered Representative) and started their career in finance in 2004. Raphael has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Raphael Vaiencia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Raphael Valencia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2018 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212BD
CRD#: 5376
Beverly Hills, CA
Past
September 14, 2004 - January 2, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
BEVERLY HILLS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2018)
RR
Colorado(6/10/2020)
RR
Connecticut(1/2/2018)
RR
Florida(1/2/2018)
RR
Georgia(2/5/2021)
RR
Hawaii(1/2/2018)
RR
Illinois(2/17/2021)
RR
Louisiana(1/2/2018)
RR
Maryland(1/16/2018)
RR
Massachusetts(8/25/2020)
RR
Michigan(1/2/2018)
RR
Missouri(1/2/2018)
RR
Montana(11/17/2020)
RR
Nebraska(1/2/2018)
RR
New Jersey(5/9/2023)
RR
New York(8/8/2018)
RR
Oklahoma(7/6/2020)
RR
Pennsylvania(1/28/2021)
RR
Tennessee(10/10/2024)
RR
Texas(1/2/2018)
RR
Utah(4/8/2025)
RR
Washington(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MS
MURIEL SIEBERT & CO., LLC
MURIEL SIEBERT & CO., INC. | MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Delaware since 01/01/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
