Michael J. Boatman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Boatman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 7 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2024 - April 8, 2026
LEVEL FOUR FINANCIAL, LLC
April 13, 2022 - January 5, 2024
THE LEADERS GROUP, INC.
July 17, 2020 - February 25, 2022
SECURITIES AMERICA, INC.
June 3, 2016 - July 17, 2020
INVESTACORP, INC.
February 27, 2012 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
February 1, 2012 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
February 10, 2010 - February 2, 2012
THE LEADERS GROUP, INC.
December 6, 2005 - February 2, 2010
TRUIST INVESTMENT SERVICES, INC.
May 17, 2004 - February 2, 2010
TRUIST INVESTMENT SERVICES, INC.
September 11, 2003 - May 11, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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