William M. Roehr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William M Roehr JR., who also goes by Bill Roehr, William M Roehr Jr, William M Roehr, William M Roehr Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - May 19, 2015
FIDUCIARY INVESTMENT ADVISORS, LLC
September 30, 2004 - October 5, 2005
OSAIC FA, INC.
September 30, 2004 - October 5, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 30, 2004 - October 5, 2005
OSAIC FA, INC.
January 14, 2004 - August 19, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 24, 2003 - August 19, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDUCIARY INVESTMENT ADVISORS, LLC
CRD#: 140675 / SEC#: 801-66762
Contact information
Red Flags
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