Mark P. Crosta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Paul Crosta, who also goes by Mark Crosta, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 34, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2021 - January 19, 2022
LOOP CAPITAL MARKETS LLC
May 13, 2013 - July 8, 2020
HILLTOP SECURITIES INC.
June 22, 2012 - May 9, 2013
TRADESTATION SECURITIES, INC.
September 29, 2004 - April 10, 2012
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
