Steven C. Azzato
Professional summary
Steven C Azzato, who also goes by Steven Christopher Azzato, is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven C Azzato's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven C Azzato's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2024 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004March 4, 2009 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004January 20, 2006 - February 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 16, 2005 - July 15, 2005
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
(3/4/2009)
(4/30/2009)
(6/11/2012)
(1/4/2022)
(8/11/2010)
(5/28/2009)
(4/29/2011)
(12/20/2011)
(4/22/2009)
(3/4/2009)
(3/4/2009)
(8/14/2009)
(3/4/2009)
(6/3/2009)
(6/18/2009)
(6/6/2011)
(3/4/2009)
(2/1/2024)
(3/4/2009)
(11/1/2010)
(4/15/2015)
(3/12/2009)
(7/31/2009)
(9/2/2011)
(3/30/2009)
(1/2/2013)
(7/8/2013)
(3/24/2010)
(4/16/2009)
Exams
FINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC.
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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