Stefano Sola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stefano Sola was a registered financial professional .
Stefano is a previously registered financial professional and started their career in finance in 2003. Stefano had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 17, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2025 - November 3, 2025
BCW SECURITIES LLC
March 8, 2019 - August 31, 2021
MERION SQUARE CAPITAL LLC
May 3, 2016 - March 8, 2023
CANDEAL SECURITIES, LLC
March 17, 2015 - May 12, 2016
INDEPENDENT BROKERAGE SOLUTIONS LLC
May 2, 2005 - September 9, 2009
SWISS RE CAPITAL MARKETS CORPORATION
August 28, 2003 - April 19, 2005
NATIXIS SECURITIES NORTH AMERICA INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 17
Date: 3/16/2015
Limited Registered Representative ExaminationCurrent Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
