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Nalin Bhatt

FIREPLACE FINANCIAL
Murrieta, CA
Some features on this profile are disabled
CRD#: 4697755
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Professional summary

Nalin Bhatt is a registered financial advisor currently at FIREPLACE FINANCIAL INC located in Murrieta, California.

Nalin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Nalin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ACCURATE ACCOUNTING NALIN BHATT CPA-CERTIFIED PUBLIC ACCOUNTANT - NON INVESTMENT RELATED, 29970 TECHNOLOGY DR 216, MURRIETA, CA 92563,NATURE OF BUSINESS: BOOKKEEPING TAX RETURN PREPARATION. 100% OWNER, TITLE: ACCOUNTANT. STARTED 01/01/2000. 160 HRS/MONTH AND 160 HRS/MONTH DURING TRADING HOURS. DUTIES: ACCOUNTANT.

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CRS (Client Relationship Summary) - RIA

Click below to view Nalin Bhatt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2021 - Present

FIREPLACE FINANCIAL INC

RIA
CRD#: 312085
Murrieta, CA
Past

December 6, 2019 - March 3, 2021

STONEX ADVISORS INC.

RIA
CRD#: 174182
BIRMINGHAM, AL
Past

December 6, 2019 - March 30, 2021

STONEX SECURITIES INC.

BD
CRD#: 18456
Murrieta, CA
Past

January 19, 2011 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
MURRIETA, CA
Past

January 7, 2008 - December 23, 2010

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
MURRIETA, CA
Past

September 19, 2007 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

June 2, 2005 - July 31, 2007

OSAIC FS, INC.

RIA
CRD#: 3870
LA HABRA, CA
Past

June 2, 2005 - July 31, 2007

OSAIC FS, INC.

BD
CRD#: 3870
LA HABRA, CA
Past

May 26, 2004 - June 17, 2005

GOLD COAST SECURITIES, INC.

RIA
CRD#: 110925
LA HABRA, CA
Past

November 18, 2003 - June 17, 2005

GOLD COAST SECURITIES, INC.

BD
CRD#: 110925
THOUSAND OAKS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/2/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/24/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2003
General Securities Representative Examination

Current Firm

FF
FIREPLACE FINANCIAL INC
ACCURATE ACCOUNTING | FIREPLACE FINANCIAL INC

CRD#: 312085 / SEC#:

California
Registered Investment Advisory firm - (3/2/2021 Approved)
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Contact information

Main Address
Murrieta, CA
Mailing Address
Phone number
(951) 234-5175
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts19
AUM (Assets Under Management)$ 4,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIREPLACE FINANCIAL INC

CRD#: 312085Murrieta, CA

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