Jared C. Kloos

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR

Denver, CO 80203

Some features on this profile are disabled

CRD#: 4697750

Professional summary

Jared Charles Kloos, AIF® is a registered financial professional currently at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado.

Jared is registered as a RR (Registered Representative) and started their career in finance in 2003. Jared has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jared Charles Kloos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 2, 2014 - Present

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

Office #1: 1290 Broadway Suite 1000, Denver, CO 80203

CRD#: 144464

Denver, CO

Current

November 2, 2017 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 1290 Broadway Suite 1000, Denver, CO 80203

CRD#: 16853

Denver, CO

Past

May 10, 2011 - December 31, 2013

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

March 2, 2010 - May 3, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

ENGLEWOOD, CO

Past

January 12, 2010 - May 3, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

ENGLEWOOD, CO

Past

August 1, 2006 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

LISLE, IL

Past

August 1, 2006 - October 9, 2009

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

August 27, 2003 - August 10, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

GREENWOOD VILLAGE, CO

Past

August 12, 2003 - August 10, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2014)

Alaska
(1/21/2014)

Arizona
(1/2/2014)

Arkansas
(1/2/2014)

California
(1/2/2014)

Colorado
(1/2/2014)

Connecticut
(1/2/2014)

Delaware
(1/2/2014)

District of Columbia
(1/2/2014)

Florida
(1/2/2014)

Georgia
(1/13/2014)

Hawaii
(9/18/2014)

Idaho
(1/2/2014)

Illinois
(1/3/2014)

Indiana
(1/10/2014)

Iowa
(1/2/2014)

Kansas
(1/2/2014)

Kentucky
(1/2/2014)

Louisiana
(1/2/2014)

Maine
(1/2/2014)

Maryland
(1/2/2014)

Massachusetts
(1/8/2014)

Michigan
(1/2/2014)

Minnesota
(1/2/2014)

Mississippi
(1/2/2014)

Missouri
(1/2/2014)

Montana
(1/2/2014)

Nebraska
(1/2/2014)

Nevada
(11/2/2017)

New Hampshire
(1/2/2014)

New Jersey
(1/2/2014)

New Mexico
(1/2/2014)

New York
(1/2/2014)

North Carolina
(1/2/2014)

North Dakota
(1/2/2014)

Ohio
(1/2/2014)

Oklahoma
(1/27/2014)

Oregon
(1/2/2014)

Pennsylvania
(1/2/2014)

Rhode Island
(1/2/2014)

South Carolina
(1/2/2014)

South Dakota
(1/2/2014)

Tennessee
(1/2/2014)

Texas
(1/2/2014)

Utah
(1/2/2014)

Vermont
(1/2/2014)

Virgin Islands
(11/2/2017)

Virginia
(1/2/2014)

Washington
(1/2/2014)

West Virginia
(1/2/2014)

Wisconsin
(1/2/2014)

Wyoming
(1/2/2014)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALPS HOLDINGS, INC.	PARENT
KYLLO, STEPHEN JOHN	SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER	3204474
NECKEL, TARA JILL	VP, DEPUTY CHIEF COMPLIANCE OFFICER	4051739
PARSONS, ERIC T	FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER	5215115

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jared C. Kloos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jared Charles Kloos's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2002

Series 24

Date: 3/9/2016

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALPS DISTRIBUTORS, INC.

TRUST BUT VERIFY

Similar Advisors