DH
Darla M. Haines Mills
VALIC FINANCIAL ADVISORS
Overland Park, KS 66213
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CRD#: 4697591
DH
Professional summary
Darla Mae Haines Mills, who also goes by Darla M Haines, Darla M Haines Mills, Darla M. Haines Mills Ms, Darla M. Haines Mills, Darla M Haines-mills, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Overland Park, Kansas.
Darla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Darla has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darla M Haines | Darla M Haines Mills | Darla M. Haines Mills Ms | Darla M. Haines Mills | Darla M Haines-Mills
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Darla Mae Haines Mills's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darla Mae Haines Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 13220 Metcalf Suite 360, Overland Park, KS 66213RIA
BD
CRD#: 42803
Overland Park, KS
Current
July 19, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 13220 Metcalf Suite 360, Overland Park, KS 66213RIA
BD
CRD#: 42803
Overland Park, KS
Past
May 12, 2010 - July 13, 2010
MERRIMAC CORPORATE SECURITIES, INC.
BD
CRD#: 35463
ALTAMONTE SPRINGS, FL
Past
May 8, 2008 - July 15, 2008
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
May 8, 2008 - July 15, 2008
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
February 21, 2008 - April 7, 2008
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
KANSAS CITY, MO
Past
December 7, 2006 - February 21, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
OVERLAND PARK, KS
Past
December 7, 2006 - February 21, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
OVERLAND PARK, KS
Past
July 25, 2006 - December 5, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. JOSEPH, MO
Past
May 23, 2006 - July 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
UTICA, NY
Past
April 28, 2006 - July 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
UTICA, NY
Past
February 28, 2006 - May 16, 2006
HAZARD & SIEGEL, INC.
BD
CRD#: 2048
DEWITT, NY
Past
July 14, 2005 - October 18, 2005
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
January 27, 2004 - July 15, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
September 11, 2003 - January 12, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2018)
IAR
Arizona(6/6/2018)
RR
California(11/1/2018)
IAR
California(11/1/2018)
RR
Colorado(1/2/2014)
IAR
Colorado(1/2/2014)
RR
Florida(5/30/2023)
IAR
Florida(8/20/2025)
IAR
Kansas(7/13/2010)
RR
Kansas(7/19/2010)
RR
Missouri(11/4/2010)
IAR
Missouri(11/4/2010)
RR
Nevada(5/31/2023)
IAR
Nevada(5/31/2023)
RR
New Mexico(5/2/2018)
IAR
New Mexico(5/2/2018)
RR
South Dakota(6/12/2025)
IAR
South Dakota(6/12/2025)
RR
Texas(11/23/2010)
IAR
Texas(11/23/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Overland Park, KS 66213TRUST BUT VERIFY
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