Timothy W. Kenney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy William Kenney, who also goes by Timothy W. Kenney, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2003. Timothy had worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2021 - April 11, 2022
THE LEADERS GROUP, INC.
August 29, 2016 - May 31, 2017
OSAIC SERVICES, INC.
January 4, 2016 - June 17, 2016
THE LEADERS GROUP, INC.
January 16, 2014 - December 31, 2015
OSAIC SERVICES, INC.
October 23, 2012 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
October 8, 2008 - January 9, 2012
PACIFIC SELECT DISTRIBUTORS, LLC
January 1, 2005 - October 17, 2008
VOYA FINANCIAL ADVISORS, INC.
December 11, 2003 - January 1, 2005
INTERLINK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/5/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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